A distinguished career spanning 25 years in various industries and disciplines, with expertise are in financial, commercial, and organisation development.
Head of Global Travel Retail with British American Tobacco (Indonesia, South Korea, and Hong Kong).
Working experience with Arthur Andersen and General Electric.
Degree in accounting from Tarumanagara University and MBA majoring international business from Monash University.
Before joining, Stephen was the Head of Risk Management for Corporate, Commercial & Institutional Banking at Standard Chartered Bank Singapore.
He has had various work experiences across the globe including Standard Chartered Bank (HK), UBS (London), Nomura and Lehman Brothers (Tokyo).
His area of expertise includes algorithmic trading, portfolio construction, risk management and the application of quantitative methods to uncover market anomalies.
A Master’s degree in Finance, majoring in Quantitative Finance and Investment from London Business School.
Graduated from the National University of Singapore with a Bachelor’s degree in Mechanical Engineering.
In his 16 years of employment with UOB, Mr. Tan managed an active portfolio of SGD 800 million AUM for his clientele base from Singapore, China, Hong Kong, Indonesia and Myanmar.
Advanced Diploma in Private Banking from Singapore Management University and Bachelor of Science in Banking and Finance (Second Upper Hon) from University of London (Singapore Institute of Management).Recipient of various awards:
Top Private Banker from 2015-2018,
Top 3 Product Award – Discretionary Portfolio Management,
Before Rockstead, Francis was the First Vice President of PVR, Malaysia Offshore Market at UOB. Managing a portfolio size of S$250 million with clients throughout the Asia Pacific region. A specialist in client acquisition and management.
Bachelor of Business in Economics and Finance from RMIT (Royal Melbourne Institute of Technology) University. Recipient of various awards:
FY 2019 Sales Achievement Award UOB,
Top 5 CPC Relationship Manager for 3 years (2014-2016) straight at Citibank,
Other various top awards throughout his time in Citibank from 2008-2013.
Keith brings with him over 8 years of experience in compliance and operations in the financial industry. In his latest role as Senior Operations & Treasury Manager with HugoSave, he worked with Compliance, Product and Technology teams to implement automated solutions for operations, compliance, client onboarding and support. Prior to that, as Operations Manager with SYFE Pte Ltd, he ensured that KYC/AML and onboarding of new clients adhered to MAS regulations. He was also a coach for a team of 7 operation analysts.
Keith holds Bachelor of Arts in Business Management with Finance 2nd class honors, Advanced Certification in Governance, Risk and Compliance – IBF Qualified (Level 1) and the latest addition is Diploma in Financial Crime Compliance.
